Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Capital Group UK Management Company Limited
FRN 943758
- SMF1 Chief Executive (since 13 Sep 2024)
- SMF3 Executive Director (since 1 Jul 2022)
- SMF9 Chair of the Governing Body (1 Jul 2022 to 13 Sep 2024)
-
Capital International Limited
FRN 119193
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
- CF29 Significant management (1 Nov 2007 to 6 Jul 2016)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (19 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (19 Jan 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (19 Jan 2005 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 28 Apr 2003)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
-
Capital Research Company UK Branch
FRN 589644
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
- CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)
- CF1 Director (30 Sep 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.