Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Research Company UK Branch
FRN 589644
- SMF19 Head of Overseas Branch/Head of Overseas (since 1 Jul 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
- [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
- CF1 Director (1 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Nov 2015 to 8 Dec 2019)
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Capital International Limited
FRN 119193
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2025)
- CF1 Director (3 Jan 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.