Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sabrina Fathi

  IRN SXF16673

  • [FCA CF] Proprietary trader (28 Sep 2020 to 23 Jul 2021)
  • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
• Sally-Ann Doone Tschanz

  IRN SXT00221

  • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] Significant management (28 Sep 2020 to 27 Sep 2023)
• Sam David Ward

  IRN SDW01120

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
  • CF30 Customer (4 Oct 2017 to 8 Dec 2019)
• Samir Parekh

  IRN SXP01466

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • SMF3 Executive Director (2 Jan 2024 to 1 Jul 2025)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Nov 2023)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Sana Gujral

  IRN SXG00746

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Saulius Barauskas

  IRN SXB02665

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Saurav Jain

  IRN SXJ01371

  • [FCA CF] Client dealing (since 30 Aug 2024)
  • CF30 Customer (1 Aug 2014 to 30 Jun 2017)
• Sebastian Siersted

  IRN SXS14994

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (15 May 2019 to 8 Dec 2019)
• Shaan Chugh

  IRN SXC00784

  • [FCA CF] Client dealing (22 Apr 2022 to 4 Jul 2023)
• Shinya Takemasu

  IRN SXT00711

  • [FCA CF] Client dealing (since 27 Sep 2024)

No changes recorded yet.