Samir Parekh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Research Company UK Branch

    FRN 589644

    • [FCA CF] Client dealing (since 28 Sep 2020)
    • SMF3 Executive Director (2 Jan 2024 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Nov 2023)
    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Significant management (21 Nov 2023 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Nov 2023)
    • [FCA CF] Client dealing (28 Sep 2020 to 30 Jun 2025)
    • CF30 Customer (2 Jul 2008 to 3 Jun 2010)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF27 Investment Management (3 Jun 2004 to 4 Aug 2006)
    • CF21 Investment Adviser (3 Jun 2004 to 4 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.