Sam David Ward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (28 Sep 2022 to 6 Apr 2026)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
    • CF30 Customer (4 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.