Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shloka Melwani

  IRN SXM02334

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (24 Jun 2014 to 8 Dec 2019)
• Simon steward

  IRN SXS01717

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • SMF19 Head of Overseas Branch/Head of Overseas (1 Jun 2022 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 28 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2025)
  • CF1 Director (11 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
• Sohko Fujimoto

  IRN SXF01599

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Stephen Thomas Charles Way

  IRN STW01039

  • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
  • CF11 Money Laundering Reporting (30 Sep 2013 to 8 Dec 2019)
• Struan Andrew Samson

  IRN SAS01313

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Susy Tibaldi

  IRN SXT02082

  • [FCA CF] Client dealing (since 25 Nov 2025)
• Sylvain Luisier

  IRN SXL00689

  • [FCA CF] Significant management (since 4 Dec 2023)
• Tak Phay Chai

  IRN TPC01033

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (28 Aug 2015 to 8 Dec 2019)
• Tetebo Yeboah Jennifer Aduesi

  IRN TXJ00105

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (3 Jan 2022 to 27 Sep 2022)
• Thomas Henry Hogh

  IRN THH01016

  • [FCA CF] Client dealing (28 Sep 2020 to 3 Jul 2023)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)

No changes recorded yet.