Stephen Thomas Charles Way

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Group UK Management Company Limited (no longer approved here)

    FRN 943758

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2022 to 31 Mar 2023)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
    • CF11 Money Laundering Reporting (8 Nov 2011 to 8 Dec 2019)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] CASS oversight function (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Significant management (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2023)
    • CF11 Money Laundering Reporting (30 Sep 2013 to 8 Dec 2019)
  • Savills Investment Management (UK) Limited (no longer approved here)

    FRN 193863

    • CF11 Money Laundering Reporting (15 Nov 2004 to 31 Jan 2005)
    • CF10 Compliance Oversight (18 Oct 2004 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.