Simon steward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited

    FRN 119193

    • [FCA CF] Client dealing (since 29 Sep 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 28 Sep 2022)
    • CF1 Director (11 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (4 Feb 2003 to 31 Oct 2007)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
    • SMF19 Head of Overseas Branch/Head of Overseas (1 Jun 2022 to 1 Dec 2022)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 28 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2025)
    • CF1 Director (11 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (5 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.