Capital Research Company UK Branch

Date authorised
30 September 2013
Companies House
BR002162
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Paddington Square
    London
    W2 1GL
    UNITED KINGDOM
    Phone
    +442078645000
    Web
    https://www.capitalgroup.com

  • Complaints Contact

    1 Paddington Square
    London
    W2 1GL
    UNITED KINGDOM
    Phone
    +442078645000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas James Rex Wigfall

    IRN TJW01189

    • [FCA CF] Client dealing (28 Sep 2020 to 14 Jun 2023)
  • Thomas Martin Reithinger

    IRN TMR01052

    • [FCA CF] Client dealing (since 28 Sep 2020)
    • CF30 Customer (9 Dec 2013 to 8 Dec 2019)
  • Tim Southwell-Sander

    IRN TXS01269

    • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
    • CF30 Customer (30 Mar 2015 to 8 Dec 2019)
  • Todd Michael Saligman

    IRN TMS01102

    • CF30 Customer (25 Jul 2014 to 14 Nov 2014)
  • Waleed Mohsin

    IRN WXM01228

    • [FCA CF] Client dealing (since 4 Sep 2024)
  • Yan Li

    IRN YXL01109

    • [FCA CF] Client dealing (since 27 Apr 2022)
  • Yichao Sun

    IRN YXS00153

    • SMF16 Compliance Oversight (since 1 Jul 2025)
  • Yichen Zhu

    IRN YXZ01068

    • [FCA CF] Client dealing (since 5 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

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