Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Research Company UK Branch
FRN 589644
- [FCA CF] Material risk taker (since 1 Jan 2023)
- [FCA CF] Significant management (since 28 Sep 2022)
- [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
- CF28 Systems and controls (11 Jul 2018 to 8 Dec 2019)
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Capital International Limited
FRN 119193
- [FCA CF] Significant management (since 28 Sep 2022)
- [FCA CF] Material risk taker (since 28 Sep 2020)
- [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
- CF28 Systems and controls (11 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.