Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2020 to 3 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jan 2024)
    • CF30 Customer (25 Nov 2013 to 8 Dec 2019)
    • CF1 Director (30 Sep 2013 to 8 Dec 2019)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF30 Customer (29 Aug 2012 to 1 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.