Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Benjamin Cunnane

  IRN TBC01013

  • CF30 Customer (1 Nov 2007 to 15 Dec 2009)
  • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
• Thomas Pellequer

  IRN TRP01035

  • [FCA CF] Material risk taker (6 Mar 2017 to 1 May 2020)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 1 May 2020)
  • [FCA CF] Client dealing (6 Mar 2017 to 1 May 2020)
  • CF30 Customer (9 Jun 2009 to 6 Mar 2016)
• Thomas Richard Frost

  IRN TRF01008

  • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2005)
• Tiasha Govindasamy

  IRN TXG00234

  • [FCA CF] Client dealing (since 21 Aug 2023)
• Tibor Papp

  IRN TXP01070

  • CF21 Investment Adviser (1 Dec 2001 to 26 May 2004)
• Tim Zundel

  IRN TXZ01005

  • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2003)
• Timothy Brendan Kelly

  IRN TBK01001

  • CF21 Investment Adviser (18 Jul 2003 to 2 Feb 2004)
  • CF22 Investment Adviser (Trainee) (1 Oct 2002 to 18 Jul 2003)
• Timothy James Townhill

  IRN TJT01030

  • CF23 Corporate Finance Adviser (12 Mar 2003 to 10 Dec 2004)
• Timothy Nicholas Chapman

  IRN TNC01010

  • CF23 Corporate Finance Adviser (22 Mar 2002 to 7 May 2007)
• Timothy William Meggs

  IRN TXM01256

  • CF30 Customer (1 Nov 2007 to 22 Mar 2013)
  • CF21 Investment Adviser (22 Jun 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (14 Oct 2002 to 22 Jun 2004)

No changes recorded yet.