Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Toby Schogger

  IRN TXS77792

  • [FCA CF] Client dealing (11 Sep 2017 to 24 Jan 2024)
• Tom Sumpster

  IRN TRS01075

  • [FCA CF] Material risk taker (since 7 Oct 2025)
  • [FCA CF] Manager of certification employee (since 2 Feb 2025)
  • [FCA CF] Client dealing (since 5 Sep 2024)
• Tommi Johannes Walther

  IRN TJW01117

  • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 16 Aug 2004)
• Tony Derek Hillier

  IRN TDH01029

  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Material risk taker (30 Apr 2019 to 6 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Toshiro Gilmour Burns

  IRN TGB01025

  • CF21 Investment Adviser (10 Sep 2003 to 21 Sep 2004)
• Trevor Alan Collop

  IRN TAC01076

  • [FCA CF] Material risk taker (3 Mar 2023 to 30 Oct 2023)
  • [FCA CF] Client dealing (6 Mar 2017 to 30 Oct 2023)
  • CF30 Customer (2 Jul 2014 to 6 Mar 2016)
• Trevor English

  IRN TXE01031

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jan 2003)
• Trusha Ashish Kishorilal Patel

  IRN TXP01177

  • CF30 Customer (1 Nov 2007 to 31 Oct 2009)
  • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
• Tyler Tebbs

  IRN TXT01223

  • CF30 Customer (11 Oct 2010 to 11 Jul 2011)
• Umayr Refai

  IRN UXR00012

  • [FCA CF] Client dealing (16 Feb 2023 to 16 Aug 2024)

No changes recorded yet.