Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Material risk taker (3 Mar 2023 to 30 Oct 2023)
    • [FCA CF] Client dealing (6 Mar 2017 to 30 Oct 2023)
    • CF30 Customer (2 Jul 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Feb 2011 to 9 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.