Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Red Sky Capital Solutions LLP (no longer approved here)

    FRN 530676

    • CF3 Chief Executive (AR) (14 Feb 2012 to 3 Dec 2012)
    • CF30 Customer (14 Feb 2012 to 3 Dec 2012)
    • CF4 Partner (AR) (14 Feb 2012 to 3 Dec 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (22 Sep 2004 to 25 Oct 2004)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (10 Sep 2003 to 21 Sep 2004)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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