Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Uri Gutermann

  IRN UXG01016

  • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
  • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
• Vaibhav Mehrotra

  IRN VXM01383

  • [FCA CF] Client dealing (4 Sep 2023 to 29 Dec 2025)
  • [FCA CF] Material risk taker (4 Sep 2023 to 29 Dec 2025)
• Valentino Yang

  IRN VXY00003

  • [FCA CF] Client dealing (1 Jul 2022 to 6 Feb 2026)
• Valery Florent Leon-Louis Amouroux

  IRN VFA01001

  • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
  • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
• Vanessa Madeleine Jeannine Dougere

  IRN VXD01031

  • CF23 Corporate Finance Adviser (16 Apr 2002 to 15 Jan 2004)
• Vaseem Akbar

  IRN VXA01035

  • CF23 Corporate Finance Adviser (29 Aug 2002 to 9 Aug 2004)
• Vashist Worah

  IRN VXW36086

  • [FCA CF] Material risk taker (since 11 Feb 2022)
  • [FCA CF] Manager of certification employee (since 11 Feb 2022)
• Victoria Louise Morton

  IRN VLM01008

  • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)
• Victoria Shin

  IRN VXS01191

  • CF30 Customer (7 Oct 2008 to 27 May 2009)
• Vijay Rajagopalan

  IRN VXR01026

  • CF15 Internal Audit (1 Dec 2001 to 4 Aug 2003)

No changes recorded yet.