Canadian Imperial Bank of Commerce

Date authorised
24 November 1988
Companies House
FC001165
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000
  • Complaints Contact

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vikas Nanda

    IRN VXN01016

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Jan 2005)
  • Vikram GULATI

    IRN VXG00113

    • [FCA CF] Client dealing (since 5 Mar 2026)
  • Vina Lad

    IRN VXL01015

    • [FCA CF] Manager of certification employee (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 6 Mar 2017)
    • [FCA CF] Material risk taker (1 Nov 2023 to 7 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Vincent Gomez

    IRN VXG01024

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
  • Vincent Moge

    IRN VXM01048

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)
  • Vishal Shah

    IRN VXS01316

    • CF30 Customer (12 Jan 2016 to 6 Mar 2016)
  • Vittorio Fazio

    IRN VXF01010

    • CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2004)
  • Volker Robert Vogler

    IRN VRV01001

    • CF21 Investment Adviser (26 May 2005 to 7 Sep 2007)
  • Vuk Kalezic

    IRN VXK01093

    • CF30 Customer (1 May 2012 to 26 Feb 2014)
  • Warrick Richard Booth

    IRN WRB01033

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (3 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

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