- IRN
- VXL01015
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Manager of certification employee (since 3 Mar 2023)
- [FCA CF] Client dealing (since 6 Mar 2017)
- [FCA CF] Material risk taker (1 Nov 2023 to 7 Oct 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.