Warrick Richard Booth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Capital (Europe) Limited

    FRN 193905

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (18 Mar 2008 to 17 Nov 2010)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (18 Mar 2008 to 17 Nov 2010)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF21 Investment Adviser (3 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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