Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Wayne John Halenda

  IRN WJH01063

  • CF29 Significant management (23 Jun 2008 to 15 Dec 2009)
• Wayne Lee

  IRN WXL01183

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Significant management (since 15 Jul 2018)
  • SMF19 Head of Overseas Branch/Head of Overseas (since 15 Jul 2018)
• Wei Loon Yap

  IRN WLY01003

  • CF30 Customer (14 May 2012 to 5 Sep 2014)
• Wikash Bhagwanbali

  IRN WXB01180

  • CF21 Investment Adviser (4 May 2007 to 27 Jul 2007)
• William Andrew Cutts

  IRN WXC00075

  • [FCA CF] Client dealing (since 4 Aug 2021)
• William Buchanan Laing Morrin

  IRN WBM01012

  • CF30 Customer (1 Nov 2007 to 12 Jun 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• William George Franklin

  IRN WGF01013

  • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
  • CF21 Investment Adviser (19 Aug 2005 to 31 Oct 2007)
• William Hugh Wadham Allen

  IRN WHA01002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)
• William John Waite

  IRN WJW01033

  • CF23 Corporate Finance Adviser (10 Jun 2002 to 30 Nov 2005)
• William Paul Northing Bartlett

  IRN WPB01033

  • [FCA CF] Manager of certification employee (3 Mar 2023 to 11 May 2023)
  • [FCA CF] Client dealing (6 Mar 2017 to 11 May 2023)

No changes recorded yet.