Wei Loon Yap

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (6 Feb 2015 to 17 Mar 2016)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (14 May 2012 to 5 Sep 2014)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (14 Oct 2010 to 11 Apr 2012)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (18 Dec 2008 to 11 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.