Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 15 Jan 2008)
    • CF21 Investment Adviser (19 Aug 2005 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.