Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jun 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Mar 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Jun 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.