Thomas Richard Frost

• abrdn Fund Managers Limited

  FRN 121803

  • [FCA CF] Material risk taker (since 12 Aug 2024)
• abrdn Investments Limited

  FRN 121891

  • [FCA CF] Manager of certification employee (since 12 Aug 2024)
  • [FCA CF] Material risk taker (since 12 Aug 2024)
  • [FCA CF] Significant management (since 12 Aug 2024)
• abrdn Investment Management Limited

  FRN 188406

  • [FCA CF] Manager of certification employee (since 12 Aug 2024)
  • [FCA CF] Significant management (since 12 Aug 2024)
  • [FCA CF] Material risk taker (since 12 Aug 2024)
• Caxton Associates LLP (no longer approved here)

  FRN 504390

  • CF30 Customer (22 Nov 2016 to 14 Mar 2018)
• CREDIT SUISSE INTERNATIONAL (no longer approved here)

  FRN 146702

  • CF30 Customer (3 Mar 2008 to 6 Mar 2016)
• Deutsche Bank AG (no longer approved here)

  FRN 150018

  • CF30 Customer (1 Nov 2007 to 16 Jan 2008)
  • CF21 Investment Adviser (29 Apr 2005 to 31 Oct 2007)
• Canadian Imperial Bank of Commerce (no longer approved here)

  FRN 141285

  • CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2005)

No changes recorded yet.