Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 19 Sep 2014)
    • CF23 Corporate Finance Adviser (14 May 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 19 Sep 2014)
    • CF23 Corporate Finance Adviser (14 May 2007 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (22 Mar 2002 to 7 May 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.