Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shauneen McBirney

  IRN SFM01049

  • [FCA CF] Material risk taker (since 21 Jul 2023)
  • [FCA CF] Manager of certification employee (since 15 May 2018)
  • [FCA CF] Client dealing (since 15 May 2018)
• Sheenal Olson

  IRN SXT01204

  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
• Sherry Ann Giessen

  IRN SAG01043

  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (2 Apr 2003 to 19 Jul 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Shilpika Gautam

  IRN SXG01734

  • CF30 Customer (5 Jun 2014 to 23 Nov 2015)
• Shivani Parmar

  IRN SXP00606

  • [FCA CF] Client dealing (since 4 May 2022)
• Shobhit Gupta

  IRN SKG01042

  • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • [FCA CF] Client dealing (since 3 Apr 2018)
  • [FCA CF] Material risk taker (since 3 Apr 2018)
• Shomil Shah

  IRN SXS03356

  • [FCA CF] Client dealing (6 Mar 2017 to 9 Apr 2021)
  • CF30 Customer (31 Oct 2014 to 6 Mar 2016)
• Shyam Shankar

  IRN SXS05361

  • [FCA CF] Manager of certification employee (since 30 Jan 2025)
  • [FCA CF] Material risk taker (since 15 Aug 2024)
  • [FCA CF] Client dealing (since 15 Aug 2024)
• Silvio Capone

  IRN SXC01373

  • CF23 Corporate Finance Adviser (24 Jun 2002 to 28 Feb 2003)
• Simon David Charles Hillard

  IRN SDH01055

  • CF21 Investment Adviser (2 Aug 2004 to 17 Apr 2006)

No changes recorded yet.