Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF4 Chief Risk (27 Oct 2017 to 7 Nov 2022)
-
- CF30 Customer (1 Nov 2007 to 29 Jun 2011)
- CF29 Significant management (1 Nov 2007 to 14 Jan 2010)
- CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
- CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (9 May 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (2 Aug 2004 to 17 Apr 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.