Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • SMF4 Chief Risk (27 Oct 2017 to 7 Nov 2022)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF30 Customer (1 Nov 2007 to 29 Jun 2011)
    • CF29 Significant management (1 Nov 2007 to 14 Jan 2010)
    • CF27 Investment Management (13 Nov 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 May 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (2 Aug 2004 to 17 Apr 2006)
  • Danske Bank A/S (no longer approved here)

    FRN 124655

    • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.