Sherry Ann Giessen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • East End Fair Finance Limited (no longer approved here)

    FRN 717247

    • CF2 Non Executive Director (2 Aug 2016 to 21 Nov 2016)
  • Oppenheimer Europe Ltd. (no longer approved here)

    FRN 483856

    • CF29 Significant management (8 Feb 2012 to 30 Jun 2013)
    • CF1 Director (8 Sep 2008 to 2 Mar 2011)
    • CF3 Chief Executive (8 Sep 2008 to 2 Mar 2011)
    • CF30 Customer (8 Sep 2008 to 30 Jun 2013)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Apr 2003 to 19 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.