Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Sep 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 18 Jan 2023)
    • CF30 Customer (6 Aug 2012 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.