Shobhit Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Manager of certification employee (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 3 Apr 2018)
    • [FCA CF] Material risk taker (since 3 Apr 2018)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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