Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert James Callaghan

  IRN RJC01224

  • CF30 Customer (1 Nov 2007 to 4 Mar 2013)
  • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (24 Oct 2003 to 13 Apr 2007)
  • CF22 Investment Adviser (Trainee) (16 Oct 2002 to 24 Oct 2003)
• Robert James Pengelly

  IRN RJP01228

  • CF30 Customer (1 Nov 2007 to 12 Nov 2008)
  • CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
• Robert James Phillips

  IRN RXP00266

  • SMF24 Chief Operations (7 Jul 2021 to 5 Aug 2022)
• Robert John Eatwell

  IRN RJE01166

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Significant management (since 23 Oct 2018)
  • SMF2 Chief Finance (since 23 Oct 2018)
• Robert Keith Ballantine

  IRN RKB01036

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Jun 2004)
• Robert Miles Wilcockson Todd

  IRN RMT31476

  • [FCA CF] Manager of certification employee (since 7 Mar 2022)
  • [FCA CF] Material risk taker (since 8 Dec 2020)
  • [FCA CF] Client dealing (since 8 Dec 2020)
• Robert Roe

  IRN RXR01403

  • [FCA CF] Client dealing (since 1 Sep 2025)
• Robina Barker Bennett

  IRN RKB01033

  • CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2005 to 9 Mar 2007)
  • CF21 Investment Adviser (25 Mar 2002 to 9 Mar 2007)
• Rodney Mark Edmondson

  IRN RME01035

  • CF30 Customer (12 Nov 2009 to 30 Mar 2012)
• Roger Harvey

  IRN RBH01022

  • [FCA CF] Material risk taker (6 Mar 2017 to 9 Dec 2022)
  • [FCA CF] Client dealing (6 Mar 2017 to 9 Dec 2022)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 9 Dec 2022)
  • CF30 Customer (11 Apr 2012 to 6 Mar 2016)

No changes recorded yet.