Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Jul 2023)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • [FCA CF] Client dealing (1 Oct 2020 to 13 Sep 2021)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 4 Mar 2013)
    • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (24 Oct 2003 to 13 Apr 2007)
    • CF22 Investment Adviser (Trainee) (16 Oct 2002 to 24 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.