Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (22 Mar 2023 to 31 Jul 2025)
    • [FCA CF] Material risk taker (22 Mar 2023 to 31 Jul 2025)
    • [FCA CF] Manager of certification employee (1 Nov 2018 to 17 May 2020)
    • [PRA CF] Managing a material risk taker (10 Feb 2017 to 17 May 2020)
    • [FCA CF] Client dealing (10 Feb 2017 to 17 May 2020)
    • CF30 Customer (8 Apr 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (22 Mar 2023 to 31 Jul 2025)
    • [FCA CF] Client dealing (1 Nov 2018 to 17 May 2020)
    • [PRA CF] Managing a material risk taker (10 Feb 2017 to 17 May 2020)
    • [FCA CF] Material risk taker (10 Feb 2017 to 23 Sep 2020)
    • [FCA CF] Manager of certification employee (10 Feb 2017 to 17 May 2020)
    • CF30 Customer (22 Feb 2008 to 6 Mar 2016)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF4 Chief Risk (19 May 2021 to 30 Sep 2022)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF28 Systems and controls (15 Dec 2016 to 1 Nov 2017)
  • Housing Growth Partnership Manager Limited (no longer approved here)

    FRN 709515

    • CF28 Systems and controls (15 Dec 2016 to 1 Nov 2017)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2005 to 9 Mar 2007)
    • CF21 Investment Adviser (25 Mar 2002 to 9 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.