Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (22 Mar 2023 to 31 Jul 2025)
- [FCA CF] Material risk taker (22 Mar 2023 to 31 Jul 2025)
- [FCA CF] Manager of certification employee (1 Nov 2018 to 17 May 2020)
- [PRA CF] Managing a material risk taker (10 Feb 2017 to 17 May 2020)
- [FCA CF] Client dealing (10 Feb 2017 to 17 May 2020)
- CF30 Customer (8 Apr 2011 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (22 Mar 2023 to 31 Jul 2025)
- [FCA CF] Client dealing (1 Nov 2018 to 17 May 2020)
- [PRA CF] Managing a material risk taker (10 Feb 2017 to 17 May 2020)
- [FCA CF] Material risk taker (10 Feb 2017 to 23 Sep 2020)
- [FCA CF] Manager of certification employee (10 Feb 2017 to 17 May 2020)
- CF30 Customer (22 Feb 2008 to 6 Mar 2016)
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- SMF4 Chief Risk (19 May 2021 to 30 Sep 2022)
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- CF28 Systems and controls (15 Dec 2016 to 1 Nov 2017)
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- CF28 Systems and controls (15 Dec 2016 to 1 Nov 2017)
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- CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2005 to 9 Mar 2007)
- CF21 Investment Adviser (25 Mar 2002 to 9 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.