Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Manager of certification employee (since 7 Mar 2022)
- [FCA CF] Client dealing (since 8 Dec 2020)
- [FCA CF] Material risk taker (since 8 Dec 2020)
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- [PRA CF] Managing a material risk taker (14 Apr 2020 to 12 Nov 2020)
- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2017 to 25 Nov 2020)
- [FCA CF] Manager of certification employee (25 Jan 2017 to 25 Nov 2020)
- [FCA CF] Client dealing (15 Nov 2016 to 25 Nov 2020)
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- [PRA CF] Significant risk taker or Material risk taker (2 Aug 2018 to 25 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.