Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Mar 2022)
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • [FCA CF] Material risk taker (since 8 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 12 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2017 to 25 Nov 2020)
    • [FCA CF] Manager of certification employee (25 Jan 2017 to 25 Nov 2020)
    • [FCA CF] Client dealing (15 Nov 2016 to 25 Nov 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (2 Aug 2018 to 25 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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