Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rohil Mesiah

  IRN RXM77786

  • [FCA CF] Client dealing (6 Mar 2020 to 13 Mar 2023)
• Roland Arthur Davis

  IRN RAD01058

  • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
  • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 May 2007)
• Rory Daniel McVeigh

  IRN RDM01171

  • [FCA CF] Client dealing (since 12 Feb 2026)
• Ross Gideon Taylor

  IRN RGT01049

  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)
• Ross Hefford

  IRN RWH01111

  • [FCA CF] Client dealing (6 Mar 2017 to 25 Oct 2024)
  • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 25 Oct 2024)
  • CF30 Customer (12 Aug 2009 to 6 Mar 2016)
• Rupen Nagda

  IRN RXN01103

  • CF22 Investment Adviser (Trainee) (16 Oct 2002 to 10 Jun 2003)
• Rupert Paul Manduke-Curtis

  IRN RPM01052

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
• Ruth Elisabeth Leu

  IRN REL01027

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Nov 2002)
• Ryley McAndrew

  IRN RXM01151

  • [FCA CF] Client dealing (since 1 Nov 2024)
• Sabrina Pillai

  IRN SXP01550

  • CF30 Customer (16 Jan 2012 to 21 Sep 2015)

No changes recorded yet.