Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Priyavardhan Kumar Sinha

  IRN PKS01023

  • [FCA CF] Client dealing (16 Oct 2023 to 2 Apr 2025)
• Quentin Philip Bryan Smith

  IRN QPS01001

  • CF30 Customer (20 Jun 2011 to 23 Apr 2014)
• Rahim Nurez Jiwani

  IRN RXJ28276

  • SMF5 Head of Internal Audit (5 Jun 2020 to 20 Feb 2023)
• Raj Rabheru

  IRN RHR01042

  • [FCA CF] Material risk taker (since 4 May 2022)
  • [FCA CF] Client dealing (since 4 May 2022)
• Ramzan Ali Karmali

  IRN RAK01042

  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)
• Raul Gonzalez

  IRN RXG01244

  • [FCA CF] Client dealing (12 May 2021 to 2 Aug 2021)
  • CF30 Customer (10 Dec 2009 to 27 Aug 2010)
• Reda Aktaou

  IRN RXA54780

  • [FCA CF] Client dealing (since 13 Sep 2022)
• Richard Alexander Hollingworth

  IRN RAH01247

  • [FCA CF] Client dealing (6 Mar 2017 to 16 Jul 2021)
  • CF30 Customer (18 May 2011 to 6 Mar 2016)
• Richard Bruce Moore

  IRN RBM01031

  • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
  • CF23 Corporate Finance Adviser (24 Jul 2002 to 31 Oct 2007)
• Richard Daniell

  IRN RCD01067

  • [FCA CF] Client dealing (since 7 Nov 2022)
  • [FCA CF] Material risk taker (since 7 Nov 2022)
  • [FCA CF] Manager of certification employee (since 7 Nov 2022)

No changes recorded yet.