Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • [FCA CF] Client dealing (16 Oct 2023 to 2 Apr 2025)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Aug 2023)
    • [FCA CF] Material risk taker (1 Feb 2021 to 31 Aug 2023)
    • [FCA CF] Significant management (1 Feb 2021 to 31 Aug 2023)
    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.