Richard Daniell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Client dealing (since 7 Nov 2022)
    • [FCA CF] Manager of certification employee (since 7 Nov 2022)
    • [FCA CF] Material risk taker (since 7 Nov 2022)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (14 Aug 2017 to 9 Aug 2022)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (14 Aug 2017 to 9 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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