Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Client dealing (since 4 May 2022)
- [FCA CF] Material risk taker (since 4 May 2022)
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- [FCA CF] Client dealing (7 Sep 2016 to 25 Feb 2021)
- CF30 Customer (23 Jul 2015 to 6 Mar 2016)
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- CF30 Customer (21 Dec 2011 to 10 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.