Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Malet De Carteret

  IRN JRM01116

  • CF21 Investment Adviser (15 Jun 2004 to 14 Feb 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Jun 2004)
• John Marley

  IRN JXM01484

  • CF30 Customer (10 Sep 2012 to 26 Feb 2014)
• John Nicolas Maynart Randall

  IRN JXR01362

  • CF23 Corporate Finance Adviser (19 Apr 2002 to 31 Oct 2003)
• John Onthank

  IRN JBO01007

  • CF21 Investment Adviser (25 Jun 2003 to 30 Mar 2006)
• John Pierce Miles

  IRN JPM01170

  • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
  • CF1 Director (1 Dec 2001 to 20 Nov 2002)
• John Pryde

  IRN JXP01900

  • CF30 Customer (2 Dec 2014 to 13 Jan 2016)
• John Stanley Wynn

  IRN JSW01137

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2019)
  • [FCA CF] Significant management (since 10 Oct 2019)
• John-Ross Bisson

  IRN JXB77782

  • [FCA CF] Client dealing (since 6 Mar 2017)
• Jon Desler

  IRN JMD01101

  • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2005 to 19 Jul 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Jonathan Charles Guise

  IRN JCG01063

  • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)

No changes recorded yet.