Jonathan Charles Guise

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marl Partners LLP (no longer approved here)

    FRN 590519

    • SMF27 Partner (9 Dec 2019 to 2 Jul 2020)
    • CF10 Compliance Oversight (1 Jul 2013 to 1 Jul 2017)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2013 to 8 Dec 2019)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.