Jon Desler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (5 Jul 2023 to 28 Feb 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (3 Aug 2009 to 6 Mar 2016)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 13 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jun 2005 to 19 Jul 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.