John Stanley Wynn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2019)
    • [FCA CF] Significant management (since 10 Oct 2019)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2018 to 25 Apr 2018)
  • Epoch Investment Partners UK, Ltd (no longer approved here)

    FRN 715988

    • CF11 Money Laundering Reporting (15 Mar 2016 to 10 Nov 2017)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 17 Nov 2017)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 6 Mar 2016)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 17 Nov 2017)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 6 Mar 2016)
  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • CF11 Money Laundering Reporting (31 Mar 2008 to 12 Apr 2011)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF11 Money Laundering Reporting (24 Apr 2007 to 12 Apr 2011)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF11 Money Laundering Reporting (24 Apr 2007 to 12 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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