John Marley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lumon Risk Management Ltd (no longer approved here)
FRN 671108
- CF30 Customer (27 Sep 2017 to 9 Jan 2019)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (8 Mar 2016 to 18 May 2016)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (10 Sep 2012 to 26 Feb 2014)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (23 Mar 2011 to 20 Jun 2012)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (1 Feb 2008 to 5 Nov 2010)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (1 Feb 2008 to 5 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.