Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joe Daniel Fanning

  IRN JDF01089

  • CF30 Customer (1 Nov 2007 to 14 Feb 2008)
  • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
• Joel Gavin Smalley

  IRN JGS01052

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2002)
• Johan Frans Serneels

  IRN JFS01049

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 May 2004)
• John Anthony Allum

  IRN JAA01056

  • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
  • CF26 Customer Trading (9 Jul 2007 to 31 Oct 2007)
• John Birnie

  IRN JXB02348

  • CF30 Customer (1 Nov 2007 to 21 Jan 2010)
  • CF21 Investment Adviser (25 May 2007 to 31 Oct 2007)
• John Bradley

  IRN JXB01365

  • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
  • CF29 Significant management (1 Nov 2007 to 17 Dec 2010)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 19 Jul 2007)
• John Christopher Allen

  IRN JCA01067

  • CF30 Customer (1 Nov 2007 to 9 May 2008)
  • CF21 Investment Adviser (19 Nov 2004 to 31 Oct 2007)
• John Gordon Lewis

  IRN JGL01026

  • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2004)
  • CF10 Compliance Oversight (1 Dec 2001 to 13 Jul 2007)
• John Graham Williams

  IRN JGW01039

  • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
  • CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
• John Keith Barber

  IRN JKB01040

  • CF10 Compliance Oversight (18 Jul 2007 to 4 Jul 2014)
  • CF11 Money Laundering Reporting (15 Jul 2004 to 4 Jul 2014)

No changes recorded yet.