John Anthony Allum

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (19 Jul 2017 to 10 Apr 2018)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (11 Jun 2014 to 29 Feb 2016)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- CF30 Customer (15 Sep 2008 to 27 Oct 2011)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 2 Jul 2008)
- CF26 Customer Trading (9 Jul 2007 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF26 Customer Trading (1 Dec 2001 to 1 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.