John Keith Barber

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BB SECURITIES LIMITED (no longer approved here)

    FRN 170479

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2020)
    • CF10a CASS Oversight function (3 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Sep 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Sep 2014 to 8 Dec 2019)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF10 Compliance Oversight (18 Jul 2007 to 4 Jul 2014)
    • CF11 Money Laundering Reporting (15 Jul 2004 to 4 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.