Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF29 Significant management (1 Nov 2007 to 17 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF1 Director (1 Dec 2001 to 19 Jul 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.