Canadian Imperial Bank of Commerce
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
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Complaints Contact
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gerard O'Driscoll
IRN GXO01048
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
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Gerard Stone
IRN GXS01249
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 14 Dec 2001)
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Ghassan Ghali
IRN GXG69287
- [FCA CF] Client dealing (22 Jul 2022 to 21 Feb 2023)
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Gian-Marco Cazin
IRN GXC01519
- CF30 Customer (14 Aug 2008 to 11 Jun 2009)
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Gianluca D'Arcangelo
IRN GXD01177
- CF30 Customer (1 Nov 2007 to 8 May 2008)
- CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
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Gianluca Giurlando
IRN GXG01258
- CF21 Investment Adviser (20 Apr 2005 to 24 Mar 2006)
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Gilbert August Alfred Kohnke
IRN GAK01019
- CF21 Investment Adviser (15 Jun 2004 to 9 Sep 2005)
- CF23 Corporate Finance Adviser (8 Jul 2002 to 15 Jun 2004)
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Giles Flower
IRN GXF01101
- CF23 Corporate Finance Adviser (4 Mar 2003 to 14 Jun 2005)
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Giuseppe Fornieri
IRN GXF01121
- CF30 Customer (1 Nov 2007 to 8 May 2008)
- CF21 Investment Adviser (2 Feb 2005 to 31 Oct 2007)
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Glyn Nelson Jones
IRN GNJ01003
- CF21 Investment Adviser (13 Mar 2002 to 8 Jul 2003)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.