Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Feb 2024)
    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Manager of certification employee (since 1 May 2020)
  • CapeView Capital LLP (no longer approved here)

    FRN 556012

    • CF4 Partner (20 Dec 2011 to 28 Mar 2014)
    • CF30 Customer (14 Nov 2011 to 28 Mar 2014)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF23 Corporate Finance Adviser (4 Mar 2003 to 14 Jun 2005)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.